Statement on Standards in Personal Financial Planning Services Toolkit

AICPA的 Statement on Standards in Personal Financial Planning Services (SSPFPS没有. 1), ，旨在为PFP从业人员提供权威指导，并建立可执行的标准. SSPFPS没有. 1 was issued in January 2014 and is effective beginning July 1, 2014. 它被修改了, 2015年1月, 以反映由于修订后的美国注册188bet亚洲真人体育下载职业行为准则的发布所必需的一致性变化, 12月15日生效, 2014.

CPAs are licensed and regulated by their state boards of accountancy. Additionally, all AICPA members are required to follow a rigorous Code of Professional Conduct which requires that they act with integrity, 客观性, 由于护理, 能力, fully disclose any conflicts of interest (and obtain client consent if a conflict exists), maintain client confidentiality, disclose to the client any commission or referral fees, and serve the public interest when providing financial services. 绝大多数的州会计委员会已经在他们的州会计法律中采用了AICPA的职业行为准则，或者已经创建了他们自己的准则.

Over the past three decades, 越来越多的188bet亚洲真人体育下载网址已经扩展到为个人和家庭提供个人财务规划服务. The Compliance Toolkit was designed to provide non-authoritative guidance via checklists, 订婚信, and more to aid in compliance with SSPFPS没有.1. 对于从业者面临的挑战的概述和可用的工具，为188bet亚洲真人体育下载网址提供指导，以确定SSPFPS没有. 1 compliance is required, listen to this podcast on Understanding and Applying the Statement on Standards in PFP Services.

本声明旨在帮助您以胜任和自信的态度提供个人财务规划服务. 经验丰富的, 有经验的从业人员和那些服务领域的新手将受益于有一个框架来指导他们与客户一起制定个人财务计划. The framework of the statement covers the following topics:

• General professional responsibilities

• Responsibilities of members in PFP engagements

• Planning the PFP engagement

• Obtaining and analyzing information

• Developing and communicating recommendations

• Implementation engagements

• Monitoring and updating engagements

• Working with other service providers

• Using advice provided by other service providers

下载标准

To aid in determining both applicability of SSPFPS没有.1、遵守它, the AICPA has developed the Standards in PFP: Compliance Toolkit, which is included with PFP Section and CPA/PFS credential holder membership.

The following resources provide nonauthoritative guidance to assist with compliance with SSPFPS没有. 1(标准). 提供这些资源是为了帮助您遵守标准，但不是必需的.

约定书样本和核对表旨在为任何实务格式的使用而定制 to meet the needs of your practice and individual engagements (see “条款 of use”). 您应结合审核标准的要求，审核约定书样本和核对表中使用的语言，并补充, 删除, or otherwise revise as you deem appropriate.